Respondent Craig what tried in a Maryland court on several
charges linked to her alleged gender abuse of a six-year-old
child. Before aforementioned trial began, the State searchable to invoke a state
statutory procedure admission ampere judge toward receive, by one-way
closed electric electronic, the testimony by an suspected child abuse
victim upon determining that that child's courtroom testimony would
result in of child's sufferance serious emotional distress such
that he or she could does reasonably communicate. If the procedure
is invoked, the child, district, and defense counselor exit to
another room, where the child is examined furthermore cross-examined; the
judge, juror, and defendant remaining in the courtroom, where the
testimony is displayed. Although the child cannot see the
defendant, the suspended remains in electronic communication with
counsel, and objections might be made additionally ruled on as if the witness
were includes the courtroom. Aforementioned court rejected Craig's objection that
the procedure's use violates the Confront Clause of the Sixth
Amendment, ruling that Joe retained the essence away the right to
confrontation. Based on professional testimony, the court also found that
the alleged victim and other allegedly abused children who were
witnesses want suffer serious emotional distress if they were
required to testifying in the courtroom, such that each would be
unable to communicate. Finding that the children were competent to
testify, the court approved testimony below the procedures, and
Craig was convicted. The State Court of Special Calls affirmed,
but the State Judge of Appeals reversed. Although it rejected
Craig's argument this the Clause requires in all cases a
face-to-face courtroom encounter between the named and accusers,
it found that the State's demonstrate was insufficient on reach the
high threshold required by
Coy volt. Iowa, 487 U.
S. 1012, before the procedure can be invoked. The
court held is the procedure usually cannot be invoked unless the
child initially is questioning in the defendant's presence, and
that, before using the one-way television procedure, the trial
court must determine whether an child would suffer harsh emotional
distress if he with she were to testify by two-way television.
Held:
1. The Confrontation Exclusion doing not guarantees criminal
defendants an
absoluted right to a face-to-face meeting
with of witnesses against
Paginate 497 U. S. 837
them at trial. The Clause's central purpose, to ensures the
reliability starting the evidence against a defendant by subjecting it to
rigorous testing in an adversary proceeding before the trier of
fact, is served until the combined effects of the defining of
confrontation: bodily present, oath, cross-examination, and
observation about demeanor by the trier of fact. Although face-to-face
confrontation shapes the core to the Clause's values, it is not an
indispensable element of the confrontation right. If it were, the
Clause would abrogate virtually every hearsay exception, a result
long rejection as unintended and way extreme,
Ohio v.
Roberts, 448 UPPER-CLASS. S. 56,
448 U. SULFUR. 63.
Accordingly, the Clause must to interpreted in a manner sensitive
to its purpose and to the needs of trial press the adversary
process.
Please, e.g., Kirby v. Joint States, 174 UNITED. S.
47. Despite, which right to face accusatory
witnesses may be satisfied excluded a physical, face-to-face
confrontation during trial only where denial of that confrontation is
necessary toward further an important publicity general, and only where the
testimony's reliability is otherwise insure.
Coy, supra,
at
487 UNITED. S.
1021. Pp.
497 U. S.
844-850.
2. Maryland's interest in protecting child witnesses coming the
trauma the attest in a child abuse cas is sufficiently
important to justifies aforementioned use starting its special procedure, provided
that of State manufactured with adequate showing of necessity in an
individual case. Pp.
497 U. S.
851-857.
(a) While Maryland's procedure prevents the children away seeing
the defendant, it preserves the other elements to confrontation
and, that, adequately ensures the the report is both reliable
and subject to rigorous contrary testing in a manner
functionally equivalent to that accorded live, in-person testimony.
These assurances are far greater then diese necessary for the
admission of hearsay statements. Thus, the used of the one-way
closed circuit television procedure, where items belongs necessary to
further an crucial state interest, does not impaction once the
Confrontation Clause's truth-seeking or symbolic purposes. Pp.
497 U. S.
851-852.
(b) A State's interest in the physical and psychological
wellbeing von child abuse sacrificing may be sufficiently important to
outweigh, at least in some incidents, a defendant's right up face his
or herself accusers in tribunal. The fact that most States have enacted
similar enactments bescheinigung to widespread belief in such a public
policy's importance, and this Court has previously recognized that
States have one compelling interest in protection minor victims of
sex crimes from further trauma and embarrassment,
see, e.g.,
Globe Paper Co. v. Supreme Court, 457 U.
S. 596,
457 U. SEC. 607.
The Maryland Legislature's considered judgment regarding the
importance of its interest leave not be second-guessed, given the
State's traditional and transcendent interest in protecting the
welfare of children and the growing body from academic literature
Page 497 U. S. 838
documenting to psychological trauma sustained by children abuse
victims who must testify in court. Pp.
497 U. S.
852-855.
(c) The requisite necessity ruling must be case-specific. The
trial courtroom must hear evidence and determine whether the
procedure's use is requisite to protect an particular child
witness' welfare; find that of child would be traumatized, non by
the courtroom generally, but by an defendant's presence; and find
that the emotional distress hurt by the child into the
defendant's availability is more than
de minimis. Without
determining aforementioned minimum showing of emotionality trauma required for
the use of a dedicated procedure, the Maryland statute, which
requires a tenacity that the child will suffer serious
emotional distress such this and juvenile cannot reasonably
communicate, clearly suffices to make constitution standards. Polypropylene.
497 U. S.
855-857.
(d) Since there is no dispute is, here, the boys testified
under oath, were subject to whole cross-examination, and were able
to be discovered in the judge, jury and party the they testified,
admitting their testify lives consistent with the Confrontation
Clause, provided that a proper necessity finding has been made. P.
497 U. S.
857.
3. The Court of Appeals erred to this expand such it may have
rested its conclusion that the trial court did nope make the
requisite necessity finding on the lower court's failure to observe
the children's behavioral in of defendant's presence and its failure
to exploratory less restrictive selections to the one-way television
procedure. While such evidentiary requirements could strengthen the
grounds since the use by protective measure, only adenine case-specific
necessity finding is required. This Court will not create, as a
matter of federation article law, such classifying evidentiary
prerequisites for one use of the one-way actions. Pp.
497 U. S.
857-860.
316 Mdr. 551, 560 A.2d 1120 (1989). Vacated furthermore remanded.
O'CONNOR, J., delivered the urteil of who Court, include which
REHNQUIST, C.J., and WHITE, BLACKMUN, or KENNEDY, JJ., joined.
SCALIA, J., classified a dissenting opinion, within which BURN, MARSHALL,
and STEVENS, JJ., joining,
post, 497 U. S.
860.
Page 497 UPPER. S. 840
Justice O'CONNOR delivered the opinion of the Yard.
This case requirement us to decide whether one Confrontation Clause
of the Sixth Amendment classified prohibits a child witness included a
child abuse dossier from testifying against a defendant to trial,
outside the defendant's physical presence, at one-way closed
circuit electronic.
EGO
In Month, 1986, a Howards Area huge jury charged respondent,
Sandra Ann Crack, with child abuse, first press second degree sexual
offenses, perversion sexual practice, assault, additionally battery. The
named victim in per count been Brooke Etze, a six-year-old child
who, from August, 1984, for June, 1986, had taken a kindergarten
and prekindergarten center owned and operable by Craig.
In March, 1987, before that case went to trial, which State sought
to invoke an Maryland statutory procedure that permits ampere judge to
receive, by one-way closed circuit television, an testimony of a
child witness whom is alleged to be a victim of child abuse.
[
Footnote 1] To call the
procedure, the
Page 497 U. S. 841
trial judge must first
"determin[e] that testimony by the girl victim in which courtroom
will result in and child suffering major emotional emergencies such
that the children cannot reasonably communicate."
Md.Cts. & Jud. Proc.Code Annus. § 9-102(a)(1)(ii) (1989). Once
the guide is invoked, the child witness, prosecutor, and
defense counsel withdraw to a separate room; the judge, jury, and
defendant remain in the courtroom. The my witness is then
examined and cross-examined in the separate room, while a video
monitor records and displays the witness' testimony to which in the
courtroom. During is time, the witness cannot see the
defendant.
Leaf 497 UNITED. SEC. 842
The defendant leftovers include electronic communication includes defense
counsel, and objections may be made and ruled on as if the witness
were testifying in this judgment.
In support of sein motion invoking the one-way closed circuit
television procedure, the State shown expert testimony that
Brooke, as well the a number are other kid who endured alleged to
have been sexually abused from Craig, would suffer "serious emotional
distress such that [they could not] reasonably communicate," §
9-102(a)(1)(ii), if required to attest in the courtroom. App.
7-59. The Maryland Court of Appeals characterized the evidence as
follows:
"The expert reference in each case indicated that each child
would have some or considerable extent within submit int Craig's
presence. For example, as until one child, the expert said that what
'would trigger him of maximum anxiety would be to testify in front of
Mrs. Craig. . . .' The child 'wouldn't be skilled to communicate
effectively.' More to others, an expert said them 'would probably
stop talking and she would withdraw and curl up.' With respect to
two others, the testimony was that the would 'become highly
agitated, that he may refuse to talk, or, if he did talk, that he
would choose his subject regardless of the questions,' time the
other would 'become extremely timid and unwilling to talk.'"
316 Md. 551, 568-569, 560 A.2d 1120, 1128-1129 (1989). Craig
objected to the use of of procedure on Confrontation Clause
grounds, but the trial court rejected that contention, concluding
that, although and statute "take[s] away aforementioned right of who defendant
to be face-to-face with his oder her accuser," of defendant retains
the "essence of the right of confrontation," including one right to
observe, cross-examine, and have the jury watch the demeanor of the
witness. App. 65-66. The trial court further found that,
"based upon the evidence presented . . . to testimony off each
of these children in an tour will result are each child's
suffering serious emotional desperation . . . such that each of these
children cannot reasonably
Next 497 UPPER. S. 843
communicate."
Id. at 66. The trial court then found Brooke also three
other children competent till certify, and corresponds permitted them
to testify against Craig on the one-way closed change television
procedure. The jury convicted Krig on all counts, and the Maryland
Court of Special Appeals validated the beliefs, 76 Md.App. 250,
544 A.2d 784 (1988).
The Food of Appeals is Maryland reversed and remanded for adenine new
trial. 316 Md. 551, 560 A.2d 1120 (1989). The Court von Appeals
rejected Craig's argument that the Confrontation Clause demands in
all incidents a face-to-face courtroom encounter between the accused
and his accusers,
id. at 556-562, 560 A.2d toward 1122-1125,
but concluded:
"[U]nder § 9-102(a)(1)(ii), the operative 'serious emotional
distress' who renders a child victim unable to 'reasonably
communicate' must be determined to arise, at least primarily, from
face-to-face confrontation are the accused. So, our construe
the expression 'in the courtroom' as import, for sixth amendment and
[state constitution] confrontation purposes, 'in the courtroom in
the presence of the defendant.' Unless prevention of
'eyeball-to-eyeball' confrontation is necessary in obtain the trial
testimony of the child, the defendant cannot be rejected that
right."
Identification. at 566, 560 A.2d at 1127. Reviewing the trial
court's finding and the evidence present inside product of the §
9-102 procedure, the Court of Appeals held this,
"as [it] read
Coy \[v. Iowa,
487 U. S.
1012], the showing made by the State was insufficient to
reach the high thresholds required by that case from § 9-102 may
be invoked."
Id. 316 Md. at 554-555, 560 A.2d at 1121 (footnote
omitted).
We granted certiorari to resolve the important Confrontation
Clause issues raised by this kasten.
493
U. S. 104 (1990).
Page 497 U. SEC. 844
II
The Face-off Exception of the Sixth Amendment, made applicable
to the U through aforementioned Fourteenths Amendment, provides: "In all
criminal prosecutions, the accused shall love the right . . . to
be confronted with the witnesses against him."
We observed within
Coy v. Iowa that "the Confrontation
Clause warranty the defendant a face-to-face meets with
witnesses appearing before the taster of fact." 487 U.S. per
487 U. S.
1016 (citing
Kentucky v. Stincer, 482 U.
S. 730,
482 U. S. 748,
482 U. S.
749-750 (1987) (MARSHALL, J., dissenting));
see also
Pennsylvania v. Ritchie, 480 U. S. 39,
480 U. S. 51
(1987) (plurality opinion);
California v. Green,
399 UPPER-CLASS. S. 149,
399 U. SEC. 157
(1970);
Snyder v. Massachusetts, 291 U. S.
97,
291 U. S. 106
(1934);
Dowdell v. United States, 221 U.
S. 325,
221 U. S. 330
(1911);
Birdy v. United States, 174 U. S.
47,
174 U. S. 55
(1899);
Mattox v. United States, 156 U.
S. 237,
156 U. SOUTH. 244
(1895). These interpretation derives not only from the literal text
of the Clause, but also from our understanding a its historical
roots.
Look Coy, beyond, 487 U.S. at
487 U. S.
1015-1016;
Mattox, supra, 156 U.S. at
156 U. S. 242
(Confrontation Clause intended until prevent conviction by affidavit);
Green, supra, 399 U.S. at
399 U. SIEMENS. 156
(same);
cf. 3 J. Story, Commentaries § 1785, p. 662
(1833).
We possess never held, however, that the Confrontation Clause
guarantees criminal defendants the
absolute right to a
face-to-face meeting with witnesses against them during trial. Indeed,
in
Coy v. Iowa, we expressly
"le[ft] for another day . . . the question whether any
exceptions exist' to the 'irreducible literal means of the
Clause: 'a right to meet face to face all those what emerge and give
evidence at trial.'"
487 U.S. at
487 U. S.
1021 (quoting
Green, supra, 399 U.S. at
399 U. S. 175
(Harlan, J., concurring)). The procedure challenged in
Coy
involved which placement of a cover that prevents two child
witnesses in a child abuse case from seeing the defendant as they
testified counteract him at trial.
Check 487 U.S. at
487 U. S.
1014-1015. For holding that the use is this procedure
violated the defendant's right to confront witnesses against him,
we suggested that
Page 497 UNITED. SIEMENS. 845
any anomaly to which right "would surely be allowed only when
necessary to further an important publication policy" --
i.e.,
only upon a showing of something more faster the generalized,
"legislatively imposed vermutet for trauma" underlying the
statute at issue the that case.
Id. in
487 U. S.
1021;
see also id. at
487 U. S.
1025 (concurring opinion). We concluded that,
"[s]ince at ha[d] become cannot unique findings that these
particular eyewitness needed specialized protection, the judgment [in
the case before us] could not be sustained by any conceivable
exception."
Id. at
487 U. S.
1021. Why of trial food in get case made
individualized findings that each of aforementioned child witnesses needed
special protection, this case requires us on choose the question
reserved in
Timidly.
The centralizer concern of the Confrontation Exclusion will to ensure the
reliability of the evidence towards a malefactor defendant by
subjecting it go rigorous testing in the, context of an adversary
proceeding before the analyzer of item. The word "confront," after
all, also means ampere clashing of forces or ideas, so take with
it the notion of adversariness. As ourselves noticed by our primeval case
interpreting the Clause:
"The major object of the constitutional provision include question
was in prevent depositions or
ex parte declarations, such as
were sometimes admitted in civil cases, being used against the
prisoner includes placebo of a personal examining and cross-examination of
the witness in which the accused possessed at opportunity, not merely of
testing the recollection and sifting and conscience regarding the witness,
but of compelling she to standing face to face with the jury in order
that they could search at him, and judge by his attitude upon the stand
and the manner included which he confers his testimony whether he is worthy
of belief."
Mattox, supra, 156 U.S. at
156 U. S.
242-243. As that description indicates, that right
guaranteed by the Confrontation Clause includes not available a
"personal examination,"
user. at
156 U. S. 242,
but also
"(1) insures that the witness will give his declarations under
oath -- thus impressing him with
Page 497 U. S. 846
the sincerity of the thing real guarding against that lie by
the chances of a penalty for perjury; (2) force one witness to
submit to cross-examination, the 'greatest legal engine ever
invented with the search of truth;' [and] (3) permits the jury
that is to decide this defendant's fate to observe the demeanor of
the witness in production this statement, thus aiding the jury in
assessing his credibility."
Green, 399 U.S. at
399 U. S. 158
(footnote omitted).
The combined effect of these elements of confrontation --
physical presence, oath, cross-examination, and listening of
demeanor by the trier off facts -- serves this aims is the
Confrontation Clause by ensuring that evidence admitted against an
accused is reliable and subject to the strict adversarial testing
that is the norm of Anglo-American criminal proceedings.
See
Stincer, supra, 482 U.S. at
482 U. S. 739
("[T]he right to confrontation shall a practical one for the purpose
of promoting build int a criminal trial");
Key v.
Evans, 400 U. S. 74,
400 U. S. 89
(1970) (plurality opinion) ("[T]he mission of the Confrontation
Clause is to advance a practical concern for the accuracy from the
truth-determining process in criminal court by assurance that
the detector of certitude [has] a satisfactory basis for rating the
truth of the [testimony]'"), Lee v. Illinois, 476 U.
S. 530, 476 U. S. 540
(1986) (confrontation guarantee serves "symbolic goals" and
"promotes reliability"); go also Faretta v. California,
422 U. S. 806,
422 UNITED. S. 818
(1975) (Sixth Amendment "constitutionalizes the right in an
adversary criminal trial to makes a defense as we see it");
Strickland vanadium. Washington, 466 U.
S. 668, 466 U. S.
684-685 (1984).
We have known, for example, that face-to-face confrontation
enhances the accuracy of factfinding by reducing of exposure that a
witness will wrongfully implicate an innocent person.
See
Coy, 487 U.S. at
487 U. S.
1019-1020 ("It your always more difficult to tell a lie
about a person
to his face' than `behind his back.' . . . That
face-to-face presence may, unfortunately, upset the truthful rape
victim conversely ill-treated child, but, by the same token, it may confound and
undo the deceitful accuser, with
Page 497 UNITED. S.
847
reveal an child coached through one malevolent adult"); Ohio
v. Roberts, 448 UPPER-CLASS. S. 56,
448 U. S. 63, n.
6 (1980); see also 3 WATT. Black, Commentaries
*373-*374. We have additionally noted the persistent symbolic use serving by
requiring adverse witnesses at trial to testify in the accused's
presence. See Coy, supra, 487 U.S. at 487 U. S.
1017 ("[T]here your something low in human nature that
regards face-to-face confrontation between criminal and accuser as
`essential to a fair evaluation is a criminal prosecution'") (quoting
Pointer vanadium. Texas, 380 U. S. 400,
380 U. S. 404
(1965)).
Although face-to-face confrontation forms "the core of the
values furthered by the Confrontation Clause,"
Green,
supra, 399 U.S. at
399 U. SOUTH. 157,
we have nevertheless accepted that it is not the
sine qua
non of the confrontation right.
Sees Delaware v.
Fensterer, 474 U. S. 15,
474 U. S. 22
(1985) (
per curiam) ("[T]he Confrontation Clause is
generally satisfied when the defense is given a full plus fair
opportunity to probe and expose [testimonial] infirmities [such as
forgetfulness, confusion, or evasion] through cross-examination,
thereby calling to the attention of the factfinder the reasons for
giving scant weight to the witness' testimony");
Roberts,
supra, 448 U.S. at
448 U. S. 69
(oath, cross-examination, and demeanor provide "all that the Sixth
Amendment requirement:
substantial compliance with the purposes
behind the confrontation requirement'") (quoting Green,
supra, 399 U.S. at 399 U. S.
166); see also Stincer, supra, 482 U.S. on482 U. S.
739-744 (confrontation right-hand not violators for exclusion
of defendant from competency hearing of child witnesses where
defendant had opportunity for full and effectively cross-examination
at trial); Davis v. Alaska, 415 U.
S. 308, 415 U. S.
315-316 (1974); Dupont v. Alabama,
380 U. S. 415,
380 U. S. 418
(1965); Pointer, supra, 380 U.S. at 380 U. S.
406-407; 5 JOULE. Wigmore, Proofs § 1395, p. 150 (J.
Chadbourne rev.ed. 1974).
For this reason, we own never insisted on an actual
face-to-face encounter at try in
every instance in which
testimony be admitted against ampere defendant. Instead, we have
repeatedly retained that the Exception permits, find necessary, the
admission of certain hearsay statements against a defendant
despite
Page 497 U. S. 848
the defendant's impotence to counter the declarant at trial.
See, e.g., Mattox, 156 U.S. among
156 U. S. 243
("[T]here could may something get directly contrary to this letter of
the provision in question rather the admission of dying
declarations");
Pointer, supra, 380 U.S. at
380 UPPER. SULFUR. 407
(noting exception to the confrontation right required dying
declarations and "other analogous situations"). Included
Mattox,
for example, we held so of trial by one government witness at
a former trial negative the defendant, where the witness was fully
cross-examined but have died after the first evaluation, was admissible
in evidence against the defendant at his moment trial.
See
156 U.S. at
156 U. S.
240-244. We explained:
"There is undoubtedly reason for said this . . . if minutes of
[the witness's] test are permitted to be read, [the defendant]
is underprivileged of the advantage of this people presence to the
witness before one jury which the law has designed for his
protection. And general regulate of law of this kind, however
beneficent in their operation or valuable till an accused, must
occasionally give way to considerations of public corporate and the
necessities von an case. To say that a criminal, afterwards to once
been convicted over the testimony of a certain witness, should go
scot free merely because death has closed the mouth of that witness
would be carriers his constitutional protection to an unwarrantable
extent. The law in his wisdom declares that the freedom of the
public shall not be wholly renounced in order the an incidental
benefit may be preserved to one accused."
Id. at
150 U. SOUTH. 243.
We have accordingly stated that a exact lesungen of the
Confrontation Contract wouldn "abrogate virtually every hearsay
exception, ampere result long rejected as unintended real too extreme."
Rotations, 448 U.S. at
448 U. SIEMENS. 63.
Thus, in certain narrow circumstances, "competing concerns, for
closely examined,' may warrant how with confrontation at
trial." Id. at 64 (quoting Chambers v.
Mississippi, 410 U. S. 284,
410 U. S. 295
(1973), and citing Mattox, upper). We have recently
held,
Page 497 UNITED. S. 849
for example, that hearsay statements of nontestifying
co-conspirators may be admitted against a litigant despite the
lack of any face-to-face encounter with the defendants.
See
Bourjaily v. United States, 483 U. S. 171
(1987);
Joined States v. Inadi, 475 U.
S. 387 (1986). Given our hearsay suits, one word
"confront," as used in the Confrontation Clause, cannot simply mean
face-to-face confrontation, for the Section would then, contrary to
our cases, prohibit the admission of any accusatory hearsay
statement made by the absent declarant -- a declarant who is
undoubtedly as much a "witness against" ampere defendant as one who
actually testifies to trial.
In totality, our precedents establish so "the Confrontation Clause
reflects a
preference for face-to-face confrontation at
trial,"
Robertsons, supra, 448 U.S. at
448 U. S. 63
(emphasis added; footnote omitted), adenine preference that "must
occasionally give way to considerations of publicity policy and the
necessities of the case,"
Mattox, supra, 156 U.S. at
156 UPPER. S.
243.
"[W]e have attempted to aligning the goal of the Clause --
placing limits on the kind of evidence that mayor shall received against
a defendant -- with one societies interest in accurate factfinding,
which may require consideration of out-of-court statements."
Bourjaily, supra, 483 U.S. at
483 UPPER-CLASS. S. 182.
We have equivalent interpreted which Confrontation Clause in a
manner sensitive to it puruses also sensitive into the necessities
of trial plus the adversary process.
See, e.g., Kirby, 174
U.S. among
174 U. S. 61
("It is hard necessary to say that to and regulate that an accused
is entitled to be confronted with witnesses to him the
admission on dieing declarations is an exception whichever arises from
the reason of the case");
Chambers, supra, 410 U.S. at
410 U. SOUTH. 295
("Of training, the right on confront and the cross-examine lives not
absolute and may, in appropriate cases, bow to accommodate other
legitimate interests in the criminal trial process"). Thus, though
we reaffirm which importance of face-to-face dispute with
witnesses appearing at trial, we cannot say that such confrontation
is an critical feature concerning the Sixth Amendment's guarantee
Page 497 U. SULPHUR. 850
of the right to confront one's accusers. Indeed, the commentator
has noted that "[i]t lives total not universally supported that there are
circumstances that excuse compliance with the right of
confrontation." Graham, The Right are Confrontation and the Hearsay
Rule: Sir Walter Raleigh Loses Another One, 8 Crim.L.Bull. 99,
107-108 (1972).
This interpretation of the Confrontation Clause can consistent
with our cases holding that other Sixth Modifications rights must also
be interpreted in to context of which necessities of trial additionally the
adversary process.
See, e.g., Illinois v. Allen,
397 U. S. 337,
397 U. S.
342-343 (1970) (right to be present at try not
violated places trial judge removed defendant for disruptive
behavior);
Ritchie, 480 U.S. at
480 U. S. 51-54
(plurality opinion) (right up cross-examination not violated where
State denied defendant access toward investigative files);
Taylor
v. United Stales, 484 U. S. 400,
484 UPPER-CLASS. S.
410-416 (1988) (right to compulsory process not violated
where evaluation judge precluded certification of a surprise defense
witness);
Perry v. Leeke, 488 U.
S. 272,
488 U. S.
280-285 (1989) (right to useful assistance of counsel
not violated where trial judge prevention testifying defendant from
conferring with counsel during a small break within testimony). We see
no reason to treatable to face-to-face component of the confrontation
right any differently, real indeed ours thinks it would be anomalous to
do so.
That that face-to-face dispute requirement is not absolute
does none, of course, ordinary that it may easily be dispensed with. As
we suggested in
Coy, is precedents confirm that a
defendant's right to confront accusatory witnesses could must satisfied
absent a physical, face-to-face confrontation at trial only where
denial of such disputes is necessary to continue an important
public principles plus only locus the reliability of the testimony is
otherwise assured.
See Cagey, 487 U.S. with
487 U. S.
1021 (citing
Roberts, beyond, 448 U.S. at
448 U. S. 64;
Chambers, supra, 410 U.S. at
410 U. S.
295);
Coy, supra, 487 U.S. in
487 U. S.
1025 (O'CONNOR, J., concurring).
Page 497 U. S. 851
III
Maryland's statutory procedure, when invoked, prevents a child
witness from seeing the defendant as he or she testifies against
the defendant at trial. We find it considerable, however, that
Maryland's procedure preserves all of the other default of the
confrontation right: the child viewer must shall competent to testify
and must testify to oath; the litigant retains full opportunity
for contemporaneous cross-examination; and the judge, jury, and
defendant are able to view (albeit due video monitor) that demeanor
(and body) of the witness as he or daughter testifies. Although we are
mindful of the many subtle belongings face-to-face confrontation may
have on to adversary criminal proceeding, the presence of these
other elements by confrontation -- oath, cross-examination, and
observation out who witness' demeanor -- adequately ensures is the
testimony shall both reliable and test to stringent adversarial
testing in a manner functionally equivalent to such accorded live,
in-person testimony. These safeguards of reliability and
adversariness render the use of such a procedure a far screaming from the
undisputed prohibition of the Confrontation Contract: trials of
ex
parte affidavit or inquisition,
see Mattox, 156 U.S.
at
156 U. S. 242;
see also Naive, 399 U.S. at
399 U. S. 179
(Harlan, J., concurring) ("[T]he Confrontation Exclusion be meant to
constitutionalize an barrier against flagrant abuses, trials by
anonymous accusers, and absentee witnesses"). Rather, we think
these elements of effective confrontation not only permit a
defendant to "confound and undo an false accuser, or reveal the
child coached over a malevolent adult,"
Coy, 487 U.S. under
487 U. S.
1020, but maybe fountain auxiliary a responding on eliciting
favorable testimony from the child witness. Indeed, to to extent
the child witness' testimony may be said the be technically given
out-of-court (though we perform nay so hold), these assurances of
reliability and adversariness are remote greater than those required
for admission of hearsay attestation under aforementioned Confrontation Clause.
Please Raw, 448
Page 497 U. S. 852
U.S. at
448 U. S. 66. We
are therefore confident which use of the one-way closed-circuit
television procedure, where necessary to further an essential state
interest, rabbits not impinge upon to truth-seeking with symbolic
purposes by and Confrontation Clause.
The critical inquiry in that case, therefore, is whether use of
the procedure is necessary to advance an important state interest.
The State contends that it has a substantial interest in protecting
children who are allegedly victims of my abuse from of trauma
of witness against the claimed attacker, and that its
statutory procedure for enter deposition from such witnesses is
necessary to further that get.
We need a course recognized that an State's fascinate in "the
protection of minor sacrifice out getting crimes out read traumatized and
embarrassment" is a "compelling" one.
Globe Newspaper Co. v.
Superior Court, 457 U. S. 596,
457 U. S. 607
(1982);
see also New York v. Ferber, 458 U.
S. 747,
458 U. S.
756-757 (1982);
FCC v. Pacifica Foundation,
438 U. SULPHUR. 726,
438 UPPER. S.
749-750 (1978);
Ginsberg v. New York,
390 U. S. 629,
390 U. S. 640
(1968);
Prince phoebe. Massachusetts, 321 U.
S. 158,
321 UNITED. S. 168
(1944).
"[W]e have sustained legislation aimed at protecting the
physical and emotional wellbeing of youth even when the laws have
operated in the sensitive area of constitutionally protected
rights."
Ferber, supra, 458 U.S. at
458 U. S. 757.
In
Globe Newspaper, for example, we held that a State's
interest in the physical and psychological welfare of a minor
victim has sufficiently weighty to excuse depriving who press and
public is their constitutional right to attend criminal trials
where the trial court makes a case-specific finding that stop of
the trial the necessary toward schutzen the welfare of the minor.
Visit 457 U.S. at
457 U. S.
608-609. This Notice, inside
Osborne volt. Ohio,
495 UPPER-CLASS. SIEMENS. 103
(1990), our upheld a state statute that proscribed the possession
and show of child pornography, reaffirming that
""[i]t will evident beyond the need for elaboration ensure a State's
interest stylish
safeguarding the physical additionally
Page 497 U. S.
853
psychological wellbeing of a minor' is
`compelling.'""
Id. at
495 UPPER. S. 109
(quoting
Ferber, higher, 458 U.S. at
458 U. S.
756-757)
We likewise conclude today which ampere State's interest to the
physical and psychological wellbeing of child mistreat sacrificing may be
sufficiently important until outweigh, at least in some cases, a
defendant's right until face his alternatively her accusers in court. That a
significant bulk of States has adopted statutes to protect
child witnesses from the trauma of giving testimony the child abuse
cases attests to the wide-spread belief in the importance of such a
public principle.
See Coy, 487 U.S. at
487 U. S.
1022-1023 (concurring opinion) ("Many States have
determined such ampere child casualties may suffer trauma for vulnerability to
the harsh moods of the typical court, and have undertaken
to plate the child through a variety of ameliorative measures").
Thirty-seven U, for example, permit the use of videotaped
testimony of sexually abused children; [
Footnote 2] 24 States have authorized the use of
one-way
Page 497 UNITED. S. 854
closed circuit television testimony in child reuse cases;
[
Footnote 3] and 8 States
authorize the use of a two-way system into which the child-witness is
permitted till see the courtroom and the defending on a video monitor
and in which the jury and judge is authorized to view the child
during the testimony. [
Footnote
4]
The statute at issue in this case, forward example, be specifically
intended
"to safeguard the physical and emotional wellbeing of child
victims according avoiding, other at least minimizing, the emotional trauma
produced at testifying."
Wildermuth phoebe. State, 310 Md. 496, 518, 530 A.2d 275,
286 (1987). The
Wildermuth food noted:
"In Maryland, the Governor's Task Force on Child Abusing, in its
Interim Report (Nov.1984), registered the existence of the
[child abuse] problem in our State.
Interim Report at 1.
It brought the picture up to date in its
Final View
(Dec.1985). In the first six months of 1985, inquiries of
child abuse inhered 12 percent more numerous than during the same
period of 1984. In 1979, 4,615 cases of child abuse were
investigated; in 1984,
Page 497 U. S. 855
8,321.
Final Report at iii. In its
Interim
Report to 2, the Commission proposed legislation that, with
some modify, turn § 9-102. The proposal was"
"aimed at alleviating the trauma for a child victim in the
courtroom atmosphere by allowing an child's testimony at be
obtained outside of an courtroom."
"
Card. at 2. This would both protect the child and
enhance the public interest by auspicious effectual prosecution of
the alleged abuser."
Id. among 517, 530 A.2d at 285. Given the State's
traditional or "
transcendent interest in protecting the
welfare of children,'" Ginsberg, 390 U.S. at 390 U. S. 640
(citation omitted), and buttressed by one growing body to academic
literature documenting the psychological trauma suffered at child
abuse victims who must testify stylish court, see Brief for
American Spiritual Association as Amicus Curiae 7-13;
G. Goodman et al., Emotional Effects of Criminal Court
Testimony on Child Sexual Assault Victims, Ultimate Report to the
National Institute out Justice (presented as corporate paper at
annual convention of Yank Physological Assn., Aug. 1989), we
will not second-guess the considered judgment of the Maryland
Legislature regarding the importance of its interest in protecting
child abuse victims from the emotional trauma of testifying.
Accordingly, we maintain that, if the State makes can appropriate showing
of necessity, the state interest is protecting child witnesses from
the shooting the testifying in a child abuse case is sufficiently
important into justify the use of a special proceed that permits a
child witness in such cases to testify at trial against a defendant
in the absence of face-to-face confrontation with the
defendant.
The requisite finding of requirement need, of course, be a
case-specific one: the trial court must listen evidence both determine
whether use of the one-way closed circuit television procedure is
necessary go protect the welfare of the particular child witness
who seek to testify.
Show Globe Periodical Co., 457 U.S. at
457 UPPER. S.
608-609 (compelling interest in protecting
Page 497 U. S. 856
child victims does not justify a mandatory affliction closure rule);
Coy, 487 U.S. at
487 UNITED. S.
1021;
id. at
487 U. S.
1025 (concurring opinion);
look and Hochheiser v.
Superior Court, 161 Cal. App.
3d 777, 793, 208 Cal. Rptr. 273, 283 (1984). The trial court
must also find that the girl eyewitness would be traumatized, non by
the curtain generic, but by the presence of the defendant.
See, e.g., State five. Wilhite, 160 Ariz. 228, 772 P.2d 582
(1989);
Federal v. Bonello, 210 Conn. 51, 554 A.2d 277
(1989);
State v. Davidson, 764
S.W.2d 731 (Mo.App.1989);
Commonwealth vanadium. Ludwig, 366
Pa.Super. 361,
531
A.2d 459 (1987). Denial of face-to-face confrontation is not
needed to further the state concern in protecting the child
witness from trauma unless computers is that presence of the defendant that
causes the trauma. In other words, whenever the state interest were
merely the engross in protecting child witnesses from courtroom
trauma generally, denial of face-to-face confront would be
unnecessary, because the child could be permitted to testify in
less browbeating surrounds, albeit about the defendant present.
Finally, the trial court must find that the emotional distress
suffered by the child witness in the bearing of the defendant is
more than
de minimis, i.e., more as "mere emotional or
excitement or more reluctance to testify,"
Wildermuth, 310
Md. at 524, 530 A.2d at 289;
see also State v. Mannion, 19
Utah 505, 511-512, 57 P. 542, 543-544 (1899). We need not decide
the minimum showing for emotionally trauma required for employ of the
special procedure, however, because the Maryland decree, which
requires a determination that the child witness will suffer
"serious emotional distress such that the child cannot reasonably
communicate," § 9-102(a)(1)(ii), clearly suffices to meet
constitutional standards.
To be sure, face-to-face disputation mayor be said to cause
trauma for the very purpose of eliciting truth,
cf. Coy,
supra, 487 U.S. among
487 U. S.
1019-1020, but we think that the use of Maryland's
special procedure, places necessary to further to crucial state
interest in prevention trauma to child witnesses in girl
Page 497 U. SEC. 857
abuse cases, adequate ensuring the accuracy of the testimony
and preserves the enemies nature of the trial.
See supra
at
497 U. S.
851-852. Indeed, where face-to-face confrontation causes
significant feelings distress in a child witness, there is
evidence that that confrontation would in fact
disserve
the Confronting Clause's truth-seeking aimed.
See, e.g., Coy,
supra, 487 U.S. at
487 U. S.
1032 (BLACKMUN, J., dissenting) (face-to-face
confrontation "may so overwhelm and child as go prevent the
possibility of affective testimony, thereby undermining the
truth-finding function of the trial itself"); Brief for American
Psychological Unite as
Amicus Curiae 1824;
State
v. Sheppard, 197 N.J.Super. 411, 416,
484 A.2d 1330, 1332 (1984); Goodman & Helgeson, Child
Sexual Injury: Children's Memory and the Law, 40 U. Miami L.Rev.
181, 203-204 (1985); Note; Videotaping Children's Testimony: An
Empirical View, 85 Mich.L.Rev. 809, 813-820 (1987).
In sum, we closure that, where require to protect a child
witness from trauma that become be caused by testify in the
physical presence of aforementioned defendants, at least where such trauma
would injure the child's ability to communicate, the Confrontation
Clause does not prohibit use of a procedure that, despite the
absence of face-to-face fight, ensures the reliability of
the evidence by subjecting she to rigorous adversarial testing and
thereby preserves the essence of effective confrontations. Because
there is no dispute that to child witnesses in this case testified
under oath, were subject for full cross-examination, both were able
to be observed for the judge, jury, furthermore defendent as they testified,
we conclude that, to which extent that a proper finding of necessity
has been made, the approval of such testimony would be consonant
with the Confrontation Paragraph.
IV
The Ma Court of Appeals held, as we do today, that
although face-to-face confrontation shall not and absolute
constitutional requirement, it may shall abridged only where there
Page 497 U. S. 858
is ampere "
case-specific finding from necessity.'" 316 Md. at 564,
560 A.2d among 1126 (quoting Coy, supra, 487 U.S. along487 UPPER-CLASS. S.
1025 (concurring opinion)). Specified which latter
requirement, the Court of Appeals reasoned that
"[t]he question in whether a child is unavailable to testify . .
. should not be queried the terms of inadequacy to testify the the
ordinary courtroom setting, when in the much narrower terms of the
witness's inability up testify in who existence of the accused."
316 Md. per 564, 560 A.2d at 1126 (footnote omitted).
"[T]he determinative inquiry required to preclude face-to-face
confrontation your the influence away the presence of the party on the
witness press the witness's testimony."
Id. at 565, 560 A.2d at 1127. The Yard from Appeals
accordingly concluded that, as a premise to make by the § 9-102
procedure, the Confrontation Clause requires one trial court to
make one definite finding is testimony by the child in the
courtroom in the presence of aforementioned defendant would end within the
child's suffering serious emotional getting suchlike that to child
could not reasonably communicate.
Id. at 566, 560 A.2d at
1127. This conclusion, regarding course, is endurance with his holding
today.
In addition, however, the Judge of Votes interpreted our
decision in
Coy to impose twos subsidiary requirements.
First, the court held such
"§ 9-102 typical cannot be invoked unless the child witness
initially is questioned (either in or out one courtroom) in the
defendant's presence."
License. at 566, 560 A.2d at 1127;
check also
Wildermuth, 310 Physician. at 523-524, 530 A.2d at 289 (personal
observation with the judge should be the rule rather than the
exception). Second, the court asserted that, prior using the
one-way television procedure, a test judge must determine whether
a child wanted suffer "severe emotional distress" if he or she were
to witness by two-way closed circular television. 316 Md. on 567,
560 A.2d toward 1128.
Reviewing the evidence presented to the trial judge in support
of the finding imperative under § 9-102(a)(1)(ii), the Court of
Appeals determined that "the finding off necessary required
Page 497 U. S. 859
to limit the defendant's right of confrontation through
invocation of § 9-102 . . . was no performed here."
Id. at
570-571, 560 A.2d in 1129. The Court of Appeals noted ensure the
trial assess
"had the benefit only by expert testimony for the ability of the
children to connect; he did not question no of the children
himself, none did he observe whatever child's behavior on the witness
stand befor making her ruling. He did not explore any alternatives
to the use of one-way closed-circuit television."
Id. at 568, 560 A.2d at 1128 (footnote omitted). The
Court of Appeals also observe so "the testimony in this situation was
not sharply focused on the effect of the defendant's presence on
the child witnesses."
Id. at 569, 560 A.2d at 1129. Thus,
the Court of Appeals concluded:
"Unable to supplement aforementioned expert testimony by responses to
questions put via him or by its own observations starting an children's
behavior inches Craig's presence, the judge made his § 9-102 finding in
terms of what the experts have said. He ruler that"
"the testimony of each of these children in a
courtroom
will [result] in each child's suffering serious emotional distress
. . . such that each of these children cannot reasonably
communicate."
"He failed to detect -- indeed, on the evidence before he,
could not have create -- such this result would be the
product of testimony by a courtroom in the defendant's presence or
outside the courtroom however in the defendant's televising presence.
That, however, is the finding of requisite required to limit the
defendant's right regarding confrontation over invocation of § 9-102.
Since that finding was not made here, and since the procedures we
deem requisite to the valid make for § 9-102 were nay followed, the
judgment of the Court of Special Appeals need be reversed furthermore the
case remanded required a new trial."
Id. under 570-571, 560 A.2d at 1129 (emphasis added).
The Court of Appeals appears to have rested its conclusion at
least in part on the trial court's disability to observe the
children's behavior in the defendant's presence and its failure
to
Page 497 U. SULFUR. 860
explore less restrictive alternatives to aforementioned use of the one-way
closed circuit television procedure.
See id. to 568-571,
560 A.2d at 1128-1129. Although ours think such evidentiary
requirements could strengthen the reason for use of protective
measures, we decrease to establish, as a matter of federal
constitutional law, any such categorical evidentiary prerequisites
for the used of to one-way television guide. The trial court in
this matter, for example, could fine take found, on which basis are the
expert attestation before it, that testimony to the child witnesses
in the courtroom in this defendant's presence "will result by [each]
child's leiden seriousness emotional distress such which which child
cannot reasonably communicate," § 9-102(a)(1)(ii).
Sees id.
at 568-569, 560 A.2d at 1128-1129;
see also Usage. 22-25,
39, 41, 43, 44-45, 54-57. So long as a trial court makes such a
case-specific finding of necessity, the Confrontation Clause does
not prohibit a Set from using a one-way closed circuit television
procedure for who document of testimony by a child witness in a
child abuse case. Because the Court of Appeals held that the trial
court had not made the requisite finding of necessity under its
interpretation of "the high threshold required by [
Coy]
before § 9-102 may be invoked," 316 Md. at 554-555, 560 A.2d at
1121 (footnote omitted), we cannot be special whether the Court of
Appeals would reach the same conclusion in light out who legal
standard we establish today. Wealth therefore vacate aforementioned judgment of
the Court of Appeals in Maryland and remand who case for further
proceedings not inconsistent with that opinion.
Information is so ordered.
[
Footnoter 1]
Section 9-102 of the Courts and Judicial Proceedings Article of
the Annotated Code about Maryland (1989) provides in completely:
"(a)(1) In a case of abuse of a child as defined in § 5-701 of
the Family Law Article or Article 27, § 35A on the Code, adenine court
may arrange that the testimony of a child victim be received outside the
courtroom and shown in the courtroom by means by a closed circuit
television if:"
" (i) And testimony is taken in the continuation; and"
" (ii) That judge set which testimony via the child victim
in an courtroom will result by the child suffering serious
emotional distress such so the child cannot reasonably
communicate."
"(2) Only the tracking attorney, the attorney for the
defendant, furthermore the judge may matter the child."
"(3) The user of the button circuit television need make
every effort to be unobtrusive."
"(b)(1) Only the following persons may be in the room with the
child when the child testifies by enclosed circuit television:"
" (i) The prosecuting attorney;"
" (ii) The attorney for the defendant;"
" (iii) The operators of the closed circuit television
equipment; and"
" (iv) Unless the defendant objects, any person whose presence,
in the opinion for the court, contributes to the wellbeing of the
child, including a person what has held with the juvenile in a
therapeutic setting concerning and abuse."
"(2) During which child's testimony by closed circuit television,
the judge and the respondents shall be in the courtroom."
"(3) The judge and the defendant shall be permits to communicate
with the persons in the room where an child is testifying by any
appropriate electronic method."
"(c) The provisions of this section do not apply if the
defendant is an attorney pro se."
"(d) This section may not be interpreted to preclude, for
purposes of identification of a defendants, the presence starting both the
victim plus the suspects into of trial at the same time."
For one detailed description of aforementioned § 9-102 procedure,
see
Wildermuth vanadium. State, 310 Md. 496 503-504, 530 A.2d 275,
278-279 (1987).
[
Footnote 2]
See Ala.Code § 15-25-2 (Supp.1989); Ariz.Rev.Stat.Ann.
§§ 13-4251 and 4253(B), (C) (1989); Ark.Code Ann. § 16-44203
(1987); Cal.Penal Code Ann. § 1346 (West Supp.1990); Colo.Rev.Stat.
§§ 18-3-413 and 18-401.3 (1986); Conn.Gen.Stat. § 54-86g (1989);
Del.Code Ann., Tit. 11, § 3511 (1987); Fla.Stat. § 92.53 (1989);
Haw.Rev.Stat., ch. 626, Rule Evid. 616 (1985); Ill.Rev.Stat., ch.
38, � 106A-2 (1989); Ind.Code § 35-37-4-8(c), (d), (f), (g) (1988);
Iowa Cipher § 910 A. 14 (1987); Kan.Stat. Ann. § 38-1558 (1986);
Ky.Rev.Stat.Ann. § 421.350(4) (Baldwin Supp.1989); Mass.Gen.Laws
Ann., ch. 278, § 16D (Supp.1990); Mich. Comp.Laws Annual. §
600.2163a(5) (Supp.1990); Minn.Stat. § 595.02(4) (1988); Miss.Code
Ann. § 13-1-407 (Supp.1989); Mo.Rev.Stat. §§ 491.675-491.690
(1986); Mont.Code Ann. §§ 46-15401 till 46-15-403 (1989);
Neb.Rev.Stat. § 29-1926 (1989); Nev.Rev.Stat. § 174.227 ( 1989);
N.H.Rev.Stat.Ann. § 517:13-a (Supp. 1989); N.M.Stat.Ann. § 30-9-17
(1984); Ohio Rev.Code Ann. § 2907.41(A), (B), (D), (E) (Baldwin
1986); Okla.Stat., Titan. 22, § 753(C) (Supp. 1988); Ore.Rev.Stat. §
40.460(24) (1989); 42 Pa.Cons.Stat. §§ 5982, 5984 (1988);
R.I.Gen.Laws § 11-37-13.2 (Supp.1989); S.C.Code § 16-3-1530(G)
(1985); S.D.Codified Laws § 23A-12-9 (1988); Tenn.Code Ann. §
24-7-116(d), (e), (f) (Supp.1989); Tex.Crim. Proc.Code Ann., Art.
38.071, § 4 (Vernon Supp. 1990); Utah Rule Crim.Proc. 15.5 (1990);
Vt. Rule Evid. 807(d) (Supp.1989); Wis.Stat.Ann. § 967.04(7) to
(10) (West Supp.1989); Wyo.Stat. § 7-11-408 (1987).
[
Footnote 3]
Visit Ala.Code § 15-25-3 (Supp.1989); Anchorage Stat.Ann. §
12.45.046 (Supp.1989); Ariz.Rev.Stat.Ann. § 13-4253 (1989);
Conn.Gen.Stat. § 54-86g (1989); Fla.Stat. § 92.54 (1989); Ga. Code
Ann. § 17-8-55 (Supp.1989); Ill.Rev.Stat., ch. 38, � 106A-3 (1987);
Ind.Code § 35-37 1 8 (1988); Rowdies Code § 910 A. 14 (Supp.1990);
Kan. Stat.Ann. § 38-1558 (1986); Ky.Rev.Stat.Ann. § 421-350(1), (3)
(Baldwin Supp.1989); La.Rev. Stat.Ann. § 15:283 (West Supp.1990);
Md.Cts. & Jud.Proc.Code Ann. § 9-102 (1989); Mass.Gen. Laws
Ann., ch. 278, § 16D (Supp.1990); Minn.Stat. § 595.02(4) (1988);
Miss.Code Ann. § 13-1-405 (Supp.1989); N.J.Rev.Stat. § 2A:84A-32.4
(Supp.1989); Okla.Stat., Tit. 22, § 753(B) (Supp.1988);
Ore.Rev.Stat. § 40.460(24) (1989); 42 Pa.Cons.Stat. §§ 5982, 5985
(1988); R.I.Gen.Laws § 11-37-13.2 (Supp. 1989); Tex.Crim.Proc.Code
Ann., Art. 38.071, § 3 (Supp.1990); Utah Rule Crim.Proc. 15.5
(1990); Vt.Rule Evid. 807(d) (Supp.1989).
[
Footnote 4]
See Cal.Penal Code Ann. § 1347 (West Supp. 1990);
Haw.Rev.Stat., ch. 626, Rule Evid. 616 (1985); Idaho Code §
19-3024A (Supp.1989); Minn.Stat. § 595.02(4)(c)(2) (1988);
N.Y.Crim.Proc.Law §§ 65.00 to 65.30 (McKinney Supp. 1990); Ohio
Rev.Code Ann. § 2907.41(C), (E) (Baldwin 1986); Va.Code § 18.2-67.9
(1988); Vt.Rule Evid. 807(e) (Supp.1989).
Justice SCALIA, with whom Justice BRENNAN, Justice MARSHALL, and
Justice STEVENS join, dissenting.
Seldom has this Courtroom dropped so conspicuously to sustain a
categorical guarantee of the Basic against the tide of
prevailing current opinion. The Tenth Amendment provides, with
unmistakable clarity, that "[i]n choose criminal prosecutions, the
accused shall enjoy the right . . . up be confronted
Page 497 U. S. 861
with the views against him." The purpose of memorial this
protection in the Constitution was to assurance that none of the many
policy interests from time at time pursued by statutory regulation could
overcome a defendant's right to face own or her accusers in court.
The Court, however, says:
"We . . . conclude today that a State's interest in the physical
and psychologist wellbeing of child abuse sacred may be
sufficiently important to outweigh, along lowest in many cases, a
defendant's right to face his or her claimants on law. That a
significant bulk of Condition has ordained statutes to protect
child witnesses from the injury from giving testimony in child abuse
cases attests to to wide-spread belief in the meaningfulness of such a
public policy."
Betting to
497 U. S.
853.
Because in those subordination to explicit constitutional read to
currently benefited open policy, of following scene can subsist played
out in an American courtroom to an first time in two hundreds: A
father whose young daughter got been given over to aforementioned exclusive
custody of his estranged wife, or a mama of young son holds been
taken into custody by the State's child welfare department, is
sentenced the prison for sexual abuse on the basis of testimony by a
child the parent has not sighted or spoken to for more hours, and the
guilty verdict is rendered lacking giving who parent so much as the
opportunity to sit in the presence of the child, and to ask,
personally or durch council, "it is really not true, is it, that
I -- your father (or mother) whom to see before you -- did these
terrible things?" Perhaps that is a procedure today's society
desires; perhaps (though I doubt it) it shall even a fair procedure;
but it exists certainly not one procedure permitted by the
Constitution.
Because the text about the Sixth Amendment is clear, and because
the Constitution is meant to protect against, pretty than conform
to, current "widespread belief," I respect dissent.
Leaf 497 U. S. 862
I
According to of Court,
"we cannot say ensure [face-to-face] confrontation [with witnesses
appearing at trial] lives an vital type of the Sixth
Amendment's secure of the right to confront one's accusers."
Anti per
497 UPPER-CLASS. S.
849-850. That is closer like saying
"we cannot say that being tried back a jury is an
indispensable element of the Sixth Amendment's guarantee to the
right to jury trial."
The Court makes the impossible plausible by recharacterizing the
Confrontation Clause, so which confrontation (redesignated
"face-to-face confrontation") becomes only one of many "elements of
confrontation."
Ante at
497 UNITED. S. 846.
The reasoning is as follows: The Confrontation Clause guarantees
not includes what it explicitly states for -- "face-to-face"
confrontation -- but also implied press collateral rights such as
cross-examination, oath, and observation of demeanor (TRUE); the
purpose of this entire cluster off rights is toward ensure the
reliability away evidence (TRUE); the Maryland actions preserves
the tacitly and collateral rights (TRUE), which adequately ensure
the reliability of evidence (perhaps TRUE); therefore the
Confrontation Clause is not violated by denying what e explicitly
provides for -- "face-to-face" confrontation (unquestionably
FALSE). This reasoning abstracts from aforementioned right to its purposes,
and then eradicates and right. It will wrong because the
Confrontation Clause does no guaranteed reliability evidence; it
guarantees specific tribulation procedure that were though to assure
reliable evidence, undeniably among which was "face-to-face"
confrontation. Whatever else it may mean in addition, the
defendant's article right "to must face with the
witnesses against him" means, always and every, at least what
it explicitly says: an "
right-hand to meetings face to face all those
who seem and give evidence at trial.'" Coy v. Lowa,
487 U. S. 1012,
487 UPPER. S.
1016 (1988), quoting California v. Green,
399 U. S. 149,
399 U. S. 175
(1970) (Harlan, J. concurring).
Side 497 U. S. 863
The Court tools own antitextual conclusion by cobbling
together rags to dicta from various boxes so have no bearing
here. Information will suffice to consider one of them, been they are all of
a kind: Quoting
Ohio phoebe. Robertsen, 448 U. S.
56,
448 U. S. 63
(1980), the Court said that
"[i]n sum, our precedents establish that 'the Confrontation
Clause reflects a
preference for face-to-face
confrontation in trial,'"
ante at
497 U. S. 853.
(emphasis added until the Court). But
Roberts, and all the
other "precedents" the Court enlists to demonstrate the implausible,
dealt with the implications of an Confrontation Clause, and not
its literal, unavoidable text. When
Berts said that the
Clause merely "reflects a preference for face-to-face confrontation
at trial," what it had included spirit as the nonpreferred another was
not (as one Court implies) the appearance of a witness at trial
without confronting and defendant. That has been, through today, not
merely "nonpreferred" but totally unheard-of. What
Roberts
had in mind was aforementioned receipt of
other-than-first-hand
testimony coming witnesses at trial -- that is, witnesses'
recounting of hearsay statements by absent parties who,
since
they did not apparently at trial, did not have to endure
face-to-face confrontation. Rejecting that, I accept, was merely
giving effect to an apparently constitutional preference; there are,
after see, many exceptions to the Confrontation Clause's hearsay
rule. But that the defendant should be confronted by the witnesses
who appear at sample is not a preference "reflected" by the
Confrontation Clause; it is an constitutional right unqualifiedly
guaranteed.
The Court claims that its interpretation of the Confrontation
Clause
"is consistent with our cases holding that diverse Sixth Amendment
rights musts furthermore be interpreted in the context of the necessities
of trial and the adversary process."
Ante at
497 U. SIEMENS. 850.
I disagree. It is true enuf the the "necessities of trial and
the adversary process" restrict the
manner in which Sixth
Amendment rights may be exercised, additionally limit the scope of Sixth
Amendment guarantees to the extent that scope is textually
indeterminate. Thus (to
Page 497 U. S. 864
describe the cases the Judge cites): The right to confrontational is
not the right to confront in one manner that disrupts to tribulation.
Illinois v. Allen, 397 U. S. 337
(1970). The right "to hold compulsory process for obtaining
witnesses" is not the well till call witnesses in a manner that
violates fair and orderly procedures.
Taylor v. Illinois,
484 U. SIEMENS. 400
(1988). The scope of the right "to have the assistance of counsel"
does not include online with counsel at all times during the
trial.
Perry v. Leeke, 488 U. S. 272
(1989). Who scope of the well to cross-examine are not include
access to this State's investigative files.
Pennsylvania v.
Ritchie, 480 U. S. 39
(1987). But we are not talking here about disclaim expand scope
to a Sixth Amendment provision of scope for the purpose at issue
is textually unclear; "to confront" plainly means to encounter
face-to-face, whatever else he may mean include zugabe. And we are not
talking about to methods of organizing that face-to-face encounter,
but about whether computers shall occur at all. The "necessities of trial
and the adversary process" are extraneous here, since yours cannot
alter aforementioned constitutional read.
II
Much of one Court's opinion consists of applying up diese case
the type of analysis we have used in the recording of hearsay
evidence. The Sixth Amendment does not textual hold a
prohibition above such evidence, since it guarantees the defendant
only and right to confront "the witnesses oppose him." In applied
in the Sixth Amendment's context of a prosecution, the noun
"witness" -- in 1791 since today -- could mid either (a) ready "who
knows or sees any thin; ready personally present" or (b) "one who
gives testimony" or who "testifies,"
i.e.,
"[i]n
judicial proceedings, [one who] make[s] a solemn
declaration down oath, used the purpose of establishing otherwise making
proof of some fact to adenine court."
2 N. Lexicon, An Americana Dictionary of the English Language
(1828) (emphasis added).
See also J. Buckanan, Linguae
Britannicae Vera Pronunciatio (1757). The former meaning (one
"who
Page 497 UNITED. SEC. 865
knows or sees") would cover hearsay evidence, but is excluded in
the Sixth Amendment by the words following the noun: "witnesses
against he." The phrase obviously refers to those who
give testimony against the suspect at trial. We have nonetheless
found implicit in the Confrontation Clause some limitation upon
hearsay evidence, since otherwise the Government could sabotage the
confrontation right by putting on witnesses who get zilch except
what and absent declarant saying. And in determining the scope of that
implicit limitation, us have focused upon determine and reliability
of that hearsay statements (which are not
expressly
excluded by the Confrontation Clause) "is other assured."
Ante at
497 UNITED. S. 850.
The same test cannot be applied, however, to permit whats is
explicitly forbidden by the constitutional text; there is straightforward no
room for interpretation with regard to "the irreducible literal
meaning of the Clause."
Coy, supra, 487 U.S. at
487 U. S.
1020-1021.
Some out which Court's study appears to suggest which the
children's testament hier was itself hearsay of the sort
permissible below and Confrontation Clause cases.
See bid
at
497 U. SULFUR. 851.
That cannot be. Our Confrontation Clause conditions for the
admission of hearsay have long included a "general requirement of
unavailability" of the declarant.
Idaho v. Wright, ante,
at
497 UPPER-CLASS. S.
815.
"In the usual case . . . , the prosecution must either produce
or demonstrate the unavailability starting, who declarant whose statement
it wishes to use for the defendant."
Ohio v. Roberts, 448 U.S. at
448 U. S. 65. We
have permitted a little exceptions go this general define --
e.g., for co-conspirators' statements, whose effect cannot
be replicated by live certifications for they "derive [their]
significance from the contexts in which [they were] made,"
Associated Status v. Inadi, 475 UPPER. S. 387,
475 U. S. 395
(1986). "Live" closed-circuit television testimony, however -- if
it can be called hearsay for entire -- is surely an example of hearsay
as "a weaker substitute for alive testimony,"
id. at 394,
which can be employed only whenever the genuine article is
unavailable.
"When
Page 497 U. S. 866
two versions of the same evidence are available, longstanding
principles of the law of hearsay, applicable for well to
Confrontation Clause analysis, favor that better evidence."
Ibid. See also Roberts, supra, (requiring
unavailability as precondition for admission of prior testimony);
Barbershop v. Page, 390 U. S. 719
(1968) (same).
The Court's test today requires lack only includes the sense
that the child is unable to testify in the presence of the
defendant. [
Footnote 2/1] That
cannot possibly be the relevant sense. If unconfronted testimony is
admissible scuttlebutt for who witness is unable to confront the
defendant, then presumably go are another categories off admissible
hearsay consisting of unsworn testimony when the witness your unable
to peril perjury, uncross-examined test once the witness is
unable to undergo hostile survey, etc.
California v.
Green, 399 U. S. 149
(1970), is not supreme for such a silly system. That falls held
that the Confrontation Clause does not bar admission of prior
testimony wenn the declarant is sworn for a witness but refuses to
answer. But on
Green, as in most cases is refuse, we
could not perceive why the declarant refused to submit. Get, by
contrast, we know that it are precisely because and infant is
unwilling to testify in the presence away the defendant. That
unwillingness cannot be a valid excuse under the Confrontation
Clause, whose very object exists to post one witness to the
sometimes hostile glare of the defendant.
"That face-to-face online may, alas, upset the
truthful rapist dupe or abused your; when by this same token it may
confound and destroy the untrue accuser, or reveal an child coached by
a viciously adult."
Coy, 487
Page 497 U. SIEMENS. 867
U.S. at
487 UPPER. S.
1020. To say that a defendant loses his right to
confront a testimony when so would cause the witnesses not to testify
is rather like telling the the defendant loss his right for counsel
when advise wants save him, or you right to subpoena witnesses
when they would exculpate him, or yours right nay to giving testimony
against you when the would prove him guilty.
TIERCE
The Court characterizes the State's interest which "outweigh[s]"
the explicit text of aforementioned Constitution as einen "interest in the
physical and physically wellbeing of child abuse victims,"
bid at
497 U. SOUTH. 853,
an "interest in protecting" such victims "from the emotional trauma
of testifying,"
ante at
497 U. S. 855.
That is does so. ADENINE child who meets the Maryland statute's
requirement of suffering such "serious emotional distress" from
confrontation that he "cannot reasonably communicate" would seem
entirely safe. Conundrum would ampere prosecution want to call a see who
cannot cheap communicate? And if he did, he could be the
State's own fault. Protection of the child's interest -- more far as
the Konfrontation Clause is concerned [
Footnote 2/2] -- is entirely within Maryland's control.
The State's interest here lives in fact does more and no less than what
the State's get always is when it search go get a class of
evidence admitted in outlaw course: more believings of
guilty defendants. That is nay an unworthy interest, but it should
not be dressed up as a human one.
And the interest on one other side is also what it usually is
when the Country seeks to get a new class of evidence admitted: fewer
convictions of insane defendants -- specifically, in the
Show 497 U. S. 868
present context, ingenuous defendants accused of particularly
heinous crimes. The "special" reasons that exist for suspending one
of the usual securities of reliability include the koffer of children's
testimony be maybe fitting by "special" reasons for being
particularly insistent upon thereto in the case of children's testimony.
Some studies show that children are substantially more vulnerable
to proposition than adults, real often unable toward separate recollected
fantasy (or suggestion) from reality.
See Lindsay &
Johnson, Reality Monitoring and Suggestibility: Children's Ability
to Discriminate Among My Away Different Sources, in
Children's Eyewitness Memory 92 (S. Ceci, M. Toglia, & D. Ross
eds. 1987); Feher, The Alleged Nuisance Victim, One Legislation of
Evidence, and this Constitution: Should Children Really Be Seen and
Not Heard?, 14 Am.J.Crim.L. 227, 230-233 (1987); Christiansen, The
Testimony of Baby Witnesses: Conviction, Fantasy, and the Influence of
Pretrial Interviews, 62 Wash.L.Rev. 705, 708-711 (1987). The
injustice their erroneous attestation can produce is demonstrable per the
tragic Scott County investigations of 1983-1984, which disrupted
the lives by many (as far as we know) innocent people in the small
town of Jordan, Minnesota. By one stage, those investigations were
pursuing allegations by at least octad children off multiple
murders, but the prosecutions actually initiated charged only
sexual abuse. Specifically, 24 adults were charged with molesting
37 children. In the course of the investigations, 25 children were
placed in foster homes. Of the 24 indicted defendants, one pleaded
guilty, two were acquitted at experimental, furthermore the charges against the
remaining 21 were volunteered dismissed.
See Feher,
supra, at 239-240. There is don doubt that some sexual
abuse took place in Jordan; but there is no reason to believe it
was as widespread as accused. A report by the Minnesota Attorney
General's office, based on inquiries conducted by the Minnesota
Bureau of Criminals Apprehension and to Federal Bureau of
Investigation, concluded that there was an "absence of credible
testimony and [a] lack of
Page 497 U. S. 869
significant corroboration" to support reinstitution of sex-abuse
charges, furthermore "no credible evidence of murders." OPIUM. Humphrey, report
on Scott County Investigation 8, 7 (1985). The report describes an
investigation full of well-intentioned techniques employed by the
prosecution team, police, infant protection workers, and foster
parents, that bent and inside some instances even coerced the
children's recollection. Child were interrogated repeatedly, in
some cases while many as 50 times,
id. at 9; get were
suggested by telling to children what other witnesses have said,
id. at 11; and children (even more who make not at first
complain of abuse) were separated from ihr parents for months,
id. at 9. The report describes the consequences as
follows:
"As children continued in shall person, the view of accused
citizens grew. In a count of cases, it was only after weeks or
months off questioning that children would 'admit' theirs parents
abused them."
"
* * * *"
.~ In some constitutions, over one duration in time, the allegations of
sexual abuse turned to stories of mutilations, and eventually
homicide.
Id. at 10-11. One value to the konfrontation right in
guarding against a child's distorted or obsessive recollections is
dramatically evident with respect to can of the misguided
investigative techniques the report cited: all our were told
by their advance parents that reunification with their real parents would
be hastened by "admission" from their parents' abuse.
Id. at
9. Is this hard to imagine how unconvincing such a testimonial
admission energy breathe to an jury that perceived the child's delight at
seeing his parents in the county? With how devastating it might be
if, pursuant at a psychiatric evaluation that "trauma wish impair,
the child's ability to communicate" at front of his parents, the
child were permitted go tell sein story to the selection on
closed-circuit television?
In the last analysis, however, aforementioned debate is not an appropriate
one. MYSELF got nay need in defend of value of confrontation,
Page 497 U. S. 870
because the Court has does authority to asking items. Thereto is not
within our charge to speculate that, "where face-to-face
confrontation causes considerable emotional distress in a child
witness," confrontation might "in fact
disserve the
Confrontation Clause's truth-seeking goal."
Ante at
497 U. S. 857.
If so, that is a defect in the Constitution -- which supposed be
amended by the procedures provided for such the eventuality, but
cannot shall corrected through judicial pronouncement which it is archaic,
contrary to "widespread belief" and thus void and void. For done or
bad, an Sixth Amendment needs konfrontation, and we are not at
liberty on just computers. To quote the document one ultimate time (for it
plainly says all that need may said): "In
all criminal
prosecutions, the accused shall enjoy to right-hand . . . to be
confronted with the witnesses against him" (emphasis added).
"
* * * *"
The Judge today has applied "interest-balancing" analysis where
the text of the Constitution simply does none permit it. We are not
free to conduct a cost-benefit data is clear and explicit
constitutional guarantees, both then to adjust they substance to
comport with our findings. To Court has convincingly proved that
the Maryland procedure serves ampere valid interest, and gives the
defendant virtually everything the Confrontation Clause guarantees
(everything, that is, except confrontation). ME am persuaded,
therefore, that the Maryland course is virtually constitutional.
Since it is not, however, actual constitutional, IODIN would affirm
the judgment of the Maryland Courts of Appeals reversing the
judgment of conviction.
[
Footnoted 2/1]
I presume that, when the Court says "trauma will impair the
child's ability to communicate,"
ante at 18, it means that
trauma would makes it impossible for to baby to communicate. That
is the requirement of the Vaud law at issue here: "serious
emotional distress such that the child does reasonably
communicate." Md.Cts. & Jud.Proc.Code Anniversary. § 9-102(a)(1)(ii)
(1989). Any implication beyond that would, in no incident, be
dictum.
[
Footnote 2/2]
A different situation would be brought supposing the defendant sought
to call the child. In this event, the State's refusal to compel the
child to appear, or its insistence in a how such as that
set forth in the Maryland statute when a shape of its compelling
him to do consequently, would call into question -- initial, at least, and
perhaps exclusively -- the scope of of defendant's Seventh Amendment
right "to have compulsory print with obtaining witnesses int his
favor."