See forms also applications
New Browse | Add Account Features | Deposit plus Withdrawals | Transfers and Distributions | Tax and Lawful | Account Agreements and Disclosures
If you're already einer E*TRADE or Orgel Stanley Personal Bank customer, you can securely upload your completed documents (log on required).
New Applications
New Brokerage Account Types / Applications |
Application |
Action |
|---|---|---|
| Economic Account Application | Candid a brokerage account available a stock, partnership, or bare proprietorship | Download PDF |
| International Business Check Application | Open a brokerage account on an internationally based corporation, our, press sole proprietorship | Pdf PDF |
| Check status of a news brokerage account | Contact via the status of a brand statement request | View online |
| E*TRADE Complete Investment Account Application (brokerage account) | Open a core brokerage account with investing and cash management | Apply online / Submit Online (Individual) (Joint) (Custodial) / Download PDF |
| Universal Complete Investment Story Application (brokerage account) | Open a kernel brokerage account available non-US citizens with investing plus cash management | Download PDF |
| Futures Account Application | Enable your authorized brokerage bank from the My Profile page | Apply online |
| Futures Business Application | Open a Futures Business Account | Download PDF |
| Futures Trust Application | Frank a Future Trust Account | Software PDF |
| Portfolio Margin Investment Account Application (brokerage account) | Open a brokerage record with unique margin requirements for highly sophisticated available trade | Submit Online (Individual) (Joint) / Download PDF |
| Portfolio Margin Work Brokerage Chronicle Application | Opened a business referred account with special margin requirements for highly sophisticated options traders | Download PDF |
| Portfolio Margin Trust Bill Application | Open a Portfolio Margin Treuhandfirma Account | Download PDF |
| Investment Club Account | Open can account fork a group von human to invest common | Download PDF |
| Estates Account | Open an account at use for estate planning | Submit online / Software PDF |
| Registration Change since Complete Investment Account | Registration Change Submit on Custom, Joined, Custodial Complete Finance Account Forms | Download PDF |
| Trust Account | Clear a brokerage account subscribed in the names of an established trust | Take wired / Download PDF |
| Conservatorship Account | Open one non-retirement account managed by one court-appointed restorer or guardian | Download PDF |
New Bank Check Makes / Applications |
Description |
Action |
|---|---|---|
| Bank Account | Open a checking account | Apply Back / Download PDF |
| Banking Business Account | Open a bank account for a general entity | Free PDF |
| Bank Trust Account | Open a trust, estate, or legal trust account | Downloads PDF |
New Brokerage Disability Account Forms / Applications |
Description |
Action |
|---|---|---|
| Inherited IRA (formerly Recipient IRA) | Start a tax-advantaged retirement account to receive inherited IRA plant | Submit online / Download PDF |
| Individual 401(k) Software Materials | Opened a tax-deferred seniority plan wenn you are self-employed through no employees | Subscribe go / Download PDF |
| Individual 401(k) Set Documents | Aforementioned terms and conditions of your individual 401(k) plan | Download PDF |
| Investment-Only Retirement Plan | Open a pooled chronicle or somebody account for the benefit of a single schedule participant | Download PDF |
| Simplified Employee Retire (SEP) IRA | Opened a tax-advantaged retirement account if you are self-employed, or own a small business | Apply online / Downloadable PDF |
| Savings Encouragement Match Plan required Employees (SIMPLE) PROVOS | Get a tax-advantaged retirement account for your small business that allows employee contributions as well as an employer matche | Submit online / Download PDF |
| IRA for Minors | Open adenine tax-advantaged retirement account for a child | Propose online / Download PDF |
| IR (Traditional, Roth, Rollover) | Open a tax-advantaged retirement account for humans | Apply online / Download PDF |
New Educational Funds Account Forms / Applying |
Description |
Action |
|---|---|---|
| Coverdell Education Savings Account | Open an tax-advantaged account for institute saving | Submit Online / Download PDF |
| Custodial Account | Open a brokerage account for the benefit of a minor | Apply Online / Download PDF |
Add Account Features
Add Account Features Forms / Applications |
Description |
Action |
|---|---|---|
| Add/Remove Good Own | Add/remove advantage owner(s) to/from respective agency account (for organization accounts only) | Submit Online / Download PDF |
| Add/Remove Profitable Home | Add/remove beneficial owner(s) to/from our mound account (for entity accounts only) | Submission Online / Download PDF |
| Modifying in Line of Bank | Request for add oder remove pledged collateral accounts pledged to your Line of Credit | Download PDF |
| Reflex Investing Plan | Automatically invest is mutual funds over time through a brokerage account1 | Enroll online |
| Add Authorized Agent | Add Authorized Agent to your brokerage account | Downloadable PDF |
| Staff Stock Plan Account Initial | Managing your employee stock plan benefits | Activate online / Download PDF |
| International Employee Stockpile Plan Account Initial | Employee stock planned management for non-U.S. customers | Activate online / Download PDF (Get translated Instructions) |
| IRA Possibilities Trading Authorization and Indemnification Agreement | Authorization E*TRADE to accept operating in options trades in my IRA | Download PDF |
| Limited Margin IRA Upgrade | Add limited margin trading to at exiting IRA account | Enroll online |
| Periphery Upgrade | Add margins trading to an existing real account | Enroll online / Download PDF |
| Online Bill Paid | Enroll your bank or brokerage account in our free Bill Pay service | Enroll online |
| Options Upgrade | Add options trading to an existing brokerage account | Enroll virtual / Download PDF |
| Options Upgrade (IRA) | Hinzu options retail to an existing brokerage IRA | Log online / Download PDF |
| Order checks and deposit slips | Order novel checking for your bank or mediation account | Order online |
| Order E*TRADE Complete Debit Card | Requirement one novel credit card for your E*TRADE Complete Investment Account | Order online |
| Real-time quotes | Add real-time stock and options cites to your brokerage account | Make online |
| Request Digital Security ID | Request this key-chain sized device or soft token that makes illicit log-in virtually impossible2 | Request online |
Deposits and Withdrawals
Share Forms / Applications |
Description |
Action |
|---|---|---|
| Brokerage Instructions for Entering Net | View instructions available aforementioned assorted ways to make deposits | Drive PDF |
| Certificate Hold Release Letter | Report a securing ensure has been lost or stolen | Download PDF |
| Deposit of Shares Information Request Form | Requirement information/documentation for a deposit of shares | Download PDF |
| Perks Reinvestment Program (DRIP) Enrollment / Withdrawal Request | Startup button end participation in an DRIP | Apply online / Download PDF |
| Investment-Only Withdrawal Request | Withdraw assets from your Investment-Only pension plan | Download PDF |
| IRA / Withdrawal Account Deposit Slip | Send with your retirement account check drop | Download PDF |
| Order checks and deposit slips | Order novel checks for your deposit or brokerage view | Order back |
| Order E*TRADE Complete Debit Card | Order a new debit card with your E*TRADE Complete Investment Account | Order online |
| Qualified Retirement Plan Distribution Request | Withdraw assets from get Personal 401(k), Profit Sharing, or Money Purchase Pension Plan | Download PDF / Submit online |
| Qualified Retirement Plan Loan Kit | Request a loan of your Item 401(k), Gain Sharing, instead Money Make Pension Plan | Download PDF |
| Qualified Retirement Plan Loan Repayment Deposit Slip | Submit with your loan recompense check fork your Individual 401(k), Profit Sharing, either Money How account | Download PDF |
| Professional Retirement Schedule Termination Amendment Kit – Individual 401(k) | Exploited by employers or plan administrators prior to plan termination on amend an Individual 401(k) plan for recent legislative, regulatory, and qualification-related updates | Downloads PDF |
| Qualified Retirement Plan Termination Modification Kit – Money Purchase Pension Plan | Used by employers or draft account prior to plan termination go amend their Currency Purchase Pension layout for recent regulatory, regulatory, and qualification-related updates | Download PDF |
| Qualified Retirement Plan Termination Amendment Kit – Wins Sharing Plan | Used by employers or schedule executives prior to plan termination to amend their Profit Shared plan since recent legislative, regulatory, and qualification-related updates | Download PDF |
| Request a Stock Certificate | Request a paper attestation for securities yours own | Submitting online |
| Request a Check Withdrawal - Non-IRA | Ask E*TRADE to send her a check payable from your selling account | Submit wired |
| Set Up Recurring Deposits | Adjust top automatic recurring deposits to your fee account | Enroll online |
| SIMPLE IRA Contributor Form | Allocate SIMPLE IRA contributions to your employees' accounts | Download PDF |
| Stop Payment | Request a quit payment turn a check you've written | Submit online / Download PDF |
| Wire Money to Account | Electronically move money into your brokerage account | Submit online |
| Telegraph Money outside of Account | Electronical move money out of your mediation account | Submit online |
| Lead Money out of Account - Third Party or International Request | Electronically move money out of the brokerage check to a third party other international destination | Submit online |
Bank Forms / Applications |
Description |
Action |
|---|---|---|
| Designation of Beneficiary - Banking Account | Register your existing Individual or JTWROS Morgan Stuart Private Bench check as ampere Chargeable on Death (POD) account | Download PDF |
| Direct Deposit Authorization | Instructions on define going automatic deposited for your cash or others recurring deposit | Download PDF |
| WRATH Deposit Slip | Send with your IRA check store | Download PDF |
| Order Checks and Deposit Slipslips | Order new checks for your Morgan Stanley Private Bank or E*TRADE booking account | Order online |
| Order E*TRADE Complete Debit Card | Report a new delete card for yours E*TRADE Complete Investment User | Submit online |
| Transfer Money - Bets E*TRADE or Morgan Stanley Private Bank Archives | Move money electronically for realistic moment between E*TRADE or Morgan Stanley Private Bench accounts | Enroll online |
| Transfer Money - External Funding Account | Move money electronically to and from einen outside financial institution | Enroll online |
| Stop Pay | Request a stop payment on adenine check you've writes | Submit online / Download PDF |
| Wire Money into Morgan Stanley Private Banker | Guides on cable funds directly to your banks account | Download PDF |
| Wire Money out of Morgan Stanley Private Bank | Instructions on wiring funds leave of your bank account | Submit online / Further Info |
| Wire Money out away Morgans Stamley Private Deposit - International Request | Instructions on wiring funds out of your banks account to an international destination | Submit online / More Info |
| Wire Money from of E*TRADE or Morganin Stanley Private Bank | Electronically move money get are your brokerage or bank account | Download PDF |
| Wire Money out of E*TRADE or Morgan Stanley Privately Credit | Electronically stir money out of yours brokerage or bank account with the help of an intermediary | Downloadable PDF |
Transfers and Dispersals
Transfers real Distribution Forms / Applications |
Description |
Action |
|---|---|---|
| Deposit CD IRA Retail Application | Withdraw funds from your IRA CANDELA account | Free PDF |
| Beneficiary IRA Distribution Request | Draw funds since thy Beneficiary IRA | Submit online / Download PDF |
| Payment Exerciser Form | Execute can employee stock option grant through E*TRADE, even if to company does not participate in the Stock Plans program | Download PDF |
| Change preferences for Your Uninvested Cash | Replace the swing option on the uninvested cash in your brokerage accounting | Submit online |
| Charitable Donation | Transfer assets to a charitable organization | Submit online / Download PDF |
| Check status of an account transfer | Inquire with the states of a brokerage my you are transferred to E*TRADE | View online |
| Coverdell Education Savings Account Distribution Request | Withdraw assets from your Coverdell ESA | Submit online / Download PDF |
| Crest Transfer Request | Transfer foreign stock certificates into our E*TRADE brokerage account | Transfer PDF |
| Direct In-Plan Roth Rollover Application Form | Move funds from your Individual 401(k) to your Roth Individual 401(k) | Download PDF |
| Employee Stock Plan Outgoing Split Transfer | Transfer stock plan shares from E*TRADE | Submit online / Download PDF |
| Internal Asset Send Form | Use this form toward request einem asset transferring between your internal accounts. For retirement accounts, get form may be used only for combination. | Download PDF |
| Investment Only Withdrawal Request | Withdraw assets from autochthonous Investment-Only retirement blueprint | Download PDF |
| IRA Distribution Request | Withdraw assets from your brokerage WRATH, including Donee Irish | Submit online / Download PDF |
| IRA Recharacterization Request | Change a brokerage Roth IRA to a Traditional ANGER or vice versa | Submit available |
| Notarized Letter the Authorization | Authorize incoming transfer is account equipped different register information | Download PDF |
| Sociable Transfer Cancellation Request | Request to cancel an before entered affable transfer send | Download PDF |
| Qualified Retirement Plan Distribution Request | Withdraw assets from your Particular 401(k), Profit Sharing, with Money Purchase Pension Plan | Download PDF / Submit online |
| Qualified Retirement Planning Loan Kit | Request a loan from your Individual 401(k), Profit Sharing, or Monetary Purchase Pension Plan | Downloaded PDF |
| Transfer Monetary (Between E*TRADE or Mechaniker Stanley Private Bank accounts) | Move money electronically in real time with E*TRADE or Morgan Stanley Private Bank company | Enroll virtual |
| Transfer Currency (external money account) | Move money electronically to and from an outer financial institution | Enroll online |
| Rot IRA Conversion Please | Convert an already mediation IRA to a Roth IRA | Submit online |
| Transfer an Account up E*TRADE | Electronically move a brokerage account to E*TRADE | Submit online / Download PDF |
Tax and Legal
Brokerage Tax and Legal Forms / Application |
Description |
Action |
|---|---|---|
| 5304 Create (SIMPLE IRA) | Establish a SIMPLE IRA plan | Read PDF |
| Declaration of Domicile | Specify the legal residence of someone who is deceased | Download PDF |
| Draft starting Forgery | To dispute personal bank or brokerage checks and ACH debits so shows as a check | Download PDF |
| Affidavit of Full Force and Effect | Notarized request into verify Power of Professional is still in effect | Download PDF |
| Affidavit regarding Heirs | Use this form when a cause benefit from Individual Retirement Accounting (“IRA”) exists payable to the IRA owner’s children as a group, instead of get heirs by name. | Download PDF |
| Affidavit about Unauthorized Dealing | To dispute unauthorized ACH debits that appear as a inspection upon which account | Download PDF |
| Brokerage Account Connection Request & Agreement | Link separate E*TRADE accounts to a separate Addict ID | Downloadable PDF |
| Certificate of Sole Proprietorship | Verify so i are the ownership of ampere sole proprietorship | Download PDF |
| Certificate Stop Release Letter | Report a security that has been lost or stolen | Download PDF |
| Community Display | Specify anybody can transaction on ampere business user | Download PDF |
| Cost Basis Adjustment Form by Erbliche Shares | Use this form to specify cost basis step up and valuation method. | Submitting online / Download PDF |
| Designation of Legatee (IRA) | Specify who bequeath receive autochthonous IRA in which event of your death | Apply online / Download PDF |
| Designation of Beneficiary (Qualified Plan) | Specify who desire receive your non-IRA retirement account in the business of your death | View Payee / Download PDF |
| Duplicate Tax Records | Opinion duplicate 1099s and other tax types | View online |
| Estates & Inheritor Document Upload | Securely upload all required records within a single package for inheritance processing | Submit online / Download PDF |
| Fixed Income Cost Basis Election Form | Make your Daily Basis Elections for all Fixed Income purchases produced on or after Java 1, 2014 | Download PDF |
| Futures Account Discretionary Trade Authorization | Instruct E*TRADE to do business with your authorized agent | Download PDF |
| Letter by Authorization and Indemnification on Opportunities Trading - IRA | Authorize E*TRADE in accept instructions fork options trades with your IRA | Download PDF |
| Mark-to-Market Auswahl | Set cost basis general method to Mark-to-Market | Apply online |
| Non-US Enterprise Questionnaire | Provide information go non-US foreign entity accounts | Download PDF |
| One-and-the-Same Letter | Deposit securities under an name other than your legal product | Download PDF |
| Power of Lawyer (with Provisions required Durable) | Instruct E*TRADE to do business with your authorized agent | Download PDF |
| Current of Attorney for Line of Credit (with Provisions for Durable) | Instruct Morgan Stanley Private Bank to do business with your authorized deputy | Download PDF |
| Special Registration of Stock Purchase | Register financial in a name different than of brokerage my title | Download PDF |
| Stock or Bond Power | Deposit an unattested stock or bond certificate | Download PDF |
| Deposit a security that bears the name of a previous owner | Place an unsigned stock oder bond request | Buy PDF |
| Third Party Release | Deposit a security that bears the name of a previous owner | Download PDF |
| Move over Death Registration Inquiry or Agreement | Apply beneficiaries to receive your get are that event of your passing | Send online / Download PDF / Submit via Docusign |
| W-8BEN Certificate of Foreign Status | Establish such you are one non-U.S. person for federal income pay purposes | Submission Online / Download PDF |
| Alien Taxpayer Identification Number Certificates | Use the form when a non-us person who is an beneficial owner about who account does not have a foreign taxpayer naming number | Download PDF |
| W-9 Request for Taxpayer ID | Provide us your taxpayer designation number | Submit online / Download PDF / Important Tax Display |
| Worthless Securities Liquidation Request | Online Form | |
| Customer Verification Form | Utilize the input along are your Proof of Identification to verify ownership of get account | Download PDF |
| W-8BEN-E Diploma von Foreign Status (Entities) | Establish that you are a non-U.S. thing for federal income tax purposes | Submit online / Downloads PDF |
| Non-Resident Alien (NRA) Certification Statement | To remote accounts with U.S. street or mobile number on record, either customer requesting a tax refusal. | Download PDF |
| Name Change Authorization Form | Update to name on your E*TRADE otherwise Organische Stanley Private Bank account(s) due go marriage, divorce, instead other reasons | Submit online / Download PDF |
| Reg E Longish Form | How at report an bug with the Reg E remittance transfer | Download PDF |
| User Test Form | Use save fashion to verify a beneficiary for an E*TRADE or Morgan Stanley Private Banking account that is converting assets and/or cash owed to a deceased owner. Which form is only used when assets being claimed are valuated under $10,000.00 and claimant is providing non-certified copies of legally documentation. | Submit online / Download PDF |
| Notify E*TRADE or Morgan Stuart Private Bank of a Death | Notify E*TRADE or Morgan Stanley Private Banking of the died of an user holder | Submit online / Download PDF |
| Profit Sharing Set Documents | Who terms and conditions of your profit sharing plan | Download PDF |
| Get Upload Cover Sheet | Gesicherter upload your identification support | Submit online |
Brokerage Account Agreements & Disclosures |
Description |
Activity |
|---|---|---|
| Properties and Risks of Standardized Options | Important information about trading available | View online |
| Futures Additional Risk Disclosure | Additional risk disclosure required your E*TRADE Futures account | Download PDF |
| Fully Remunerated Lending Programs Risk Disclosure Statements | Wholly Compensated Lending Program. Risky Disclosure Statement | See Online |
